Stephen John Jennings

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JENNINGS WEALTH MANAGEMENT LIMITED

    FRN 534860

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (10 Jan 2011 to 8 Dec 2019)
    • CF1 Director (10 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (10 Jan 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Jan 2011 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 11 May 2011)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2005 to 16 Mar 2006)
  • Worldwide Financial Planning Ltd (no longer approved here)

    FRN 440668

    • CF21 Investment Adviser (3 Jan 2006 to 16 Oct 2006)
  • Worldwide Financial Planning Limited (no longer approved here)

    FRN 185798

    • Employed By (9 Jul 2004 to 28 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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