Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (19 Aug 2020 to 1 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Aug 2020 to 1 Jul 2024)
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- CF10 Compliance Oversight (10 May 2011 to 9 Jul 2012)
- CF11 Money Laundering Reporting (10 May 2011 to 9 Jul 2012)
- CF3 Chief Executive (10 May 2011 to 9 Jul 2012)
- CF4 Partner (10 May 2011 to 31 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.