Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (15 Jan 2021 to 8 Oct 2021)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (11 Aug 2004 to 30 Sep 2005)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (11 Aug 2004 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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