Stephen John Hughes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (24 Apr 2020 to 27 Nov 2020)
    • [FCA CF] Functions requiring qualifications (24 Apr 2020 to 27 Nov 2020)
    • CF30 Customer (18 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Apr 2005 to 6 Jul 2006)
    • CF22 Investment Adviser (Trainee) (17 Feb 2004 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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