Stephen John George Layland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (1 Feb 2013 to 22 Aug 2019)
    • CF30 Customer (31 Oct 2012 to 22 Aug 2019)
  • Vision Wealth Financial Planning Ltd (no longer approved here)

    FRN 590698

    • Employed By (1 Feb 2013 to 22 Aug 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (11 Aug 2003 to 4 Feb 2004)
    • CF22 Investment Adviser (Trainee) (28 Oct 2002 to 11 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.