Stephen John Gallacher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 29 Apr 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 May 2024)
    • CF30 Customer (10 Mar 2015 to 3 May 2024)
  • Charnwood Wealth Management Limited (no longer approved here)

    FRN 468839

    • Employed By (2 Dec 2014 to 20 May 2016)
  • Young Financial Services Ltd (no longer approved here)

    FRN 230094

    • Employed By (4 Feb 2005 to 11 Oct 2005)
  • Jamieson Kingswood & Co (no longer approved here)

    FRN 153030

    • (8)Employed By (16 Aug 2004 to 22 Dec 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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