Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 27 Feb 2026)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 27 Feb 2026)
    • CF30 Customer (25 Sep 2012 to 7 Jun 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (2 Jul 2013 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Nov 2010 to 31 Aug 2012)
    • CF21 Investment Adviser (17 Mar 2003 to 17 Feb 2004)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 17 Mar 2003)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 7 Nov 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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