Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Feb 2024 to 27 Feb 2026)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 27 Feb 2026)
- CF30 Customer (25 Sep 2012 to 7 Jun 2013)
-
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (2 Jul 2013 to 6 Mar 2016)
-
- CF30 Customer (29 Nov 2010 to 31 Aug 2012)
- CF21 Investment Adviser (17 Mar 2003 to 17 Feb 2004)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 17 Mar 2003)
-
- CF30 Customer (1 Nov 2007 to 7 Nov 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.