Stephen John Edwards

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stephen Edwards
FRN 665304
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (22 Jul 2015 to 8 Dec 2019)
THE FINANCIAL PRACTICE (UK) LIMITED (no longer approved here)
FRN 436500
- CF21 Investment Adviser (3 Oct 2005 to 24 Oct 2005)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (27 Mar 2003 to 10 Nov 2005)
The Financial Practice (Bridgend) (no longer approved here)
FRN 191897
- Employed By (27 Mar 2003 to 10 Nov 2005)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.