Stephen John Clifton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MM Wealth Ltd (no longer approved here)

    FRN 148496

    • CF1 Director (2 Mar 2015 to 10 May 2016)
    • Responsible for Insurance Mediation (6 May 2011 to 17 Dec 2012)
    • CF10 Compliance Oversight (3 May 2011 to 17 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF24 Pension Transfer Specialist (9 Jun 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (21 Nov 2003 to 31 Mar 2009)
    • CF21 Investment Adviser (21 Nov 2003 to 31 Oct 2007)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (15 Mar 2013 to 31 Dec 2013)
    • CF30 Customer (15 Mar 2013 to 31 Dec 2013)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (15 Mar 2013 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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