Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2024)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Aug 2024)
  • M B Smith & Co Ltd (no longer approved here)

    FRN 225411

    • (1)Employed By (22 Mar 2004 to 19 Oct 2004)
  • Coronation Financial Services (no longer approved here)

    FRN 192904

    • Employed By (4 Sep 2000 to 27 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.