Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (29 Nov 2016 to 28 Nov 2019)
    • [FCA CF] Manager of certification employee (29 Nov 2016 to 28 Nov 2019)
    • [FCA CF] Benchmark submission and administration (29 Nov 2016 to 28 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (29 Nov 2016 to 28 Nov 2019)
    • [FCA CF] Client dealing (29 Nov 2016 to 28 Nov 2019)
    • CF30 Customer (16 Jan 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.