Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Oct 2008)
    • CF30 Customer (since 23 Oct 2008)
    • CF1 Director (AR) (since 23 Oct 2008)
    • (2)Employed By (since 23 Oct 2008)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 17 Jun 2010)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (11 Jul 2006 to 30 Oct 2007)
    • CF1 Director (AR) (22 Nov 2004 to 15 Dec 2006)
  • The Mortgage Advice Centre (no longer approved here)

    FRN 414226

    • Employed By (22 Nov 2004 to 25 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.