Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Oct 2008)
- CF30 Customer (since 23 Oct 2008)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 23 Oct 2008)
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Grosvenor Place Wealth Management Ltd
FRN 490185
- (2)Employed By (since 23 Oct 2008)
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- CF1 Director (AR) (10 May 2010 to 17 Jun 2010)
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- CF22 Investment Adviser (Trainee) (11 Jul 2006 to 30 Oct 2007)
- CF1 Director (AR) (22 Nov 2004 to 15 Dec 2006)
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- Employed By (22 Nov 2004 to 25 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.