Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 31 Aug 2021)
- CF3 Chief Executive (3 Feb 2016 to 6 Mar 2016)
- CF10 Compliance Oversight (15 Nov 2005 to 3 Feb 2016)
- CF11 Money Laundering Reporting (24 Sep 2004 to 3 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.