Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Watermark Wealth Management Limited (no longer approved here)

    FRN 828533

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 6 Sep 2021)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (2 Sep 2019 to 6 Sep 2021)
    • Responsible for Insurance Distribution (2 Sep 2019 to 6 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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