Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2024)
    • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF21 Investment Adviser (19 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.