Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 May 2023)
    • [FCA CF] Client dealing (since 19 May 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF1 Director (AR) (6 Mar 2006 to 26 Nov 2007)
  • Thacker Fairweather Wealth Management Consultants Ltd (no longer approved here)

    FRN 421955

    • Employed By (18 Jan 2005 to 26 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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