Stephen Jefferies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • Responsible for Insurance Distribution (since 2 Apr 2026)
    • SMF3 Executive Director (since 27 Aug 2025)
    • SMF22 Other Local Responsibility (10 Jul 2023 to 27 Aug 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Jul 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 10 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jul 2023)
    • CF29 Significant management (7 Mar 2016 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc

    FRN 155240

    • Responsible for Insurance Distribution (since 2 Apr 2026)
    • SMF3 Executive Director (since 27 Aug 2025)
    • SMF6 Head of Key Business Areas (since 4 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 4 Jul 2023)
    • CF29 Significant management (16 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2007)
  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 31 Oct 2022)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (1 Mar 2023 to 12 Feb 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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