Stephen James Tilton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apex Unitas Limited (no longer approved here)

    FRN 591814

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Nov 2020)
    • CF10 Compliance Oversight (10 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • Apax Partners UK Ltd (no longer approved here)

    FRN 119175

    • CF1 Director (12 Oct 2005 to 31 Mar 2011)
    • CF10 Compliance Oversight (20 Jan 2004 to 31 Mar 2011)
    • CF11 Money Laundering Reporting (20 Jan 2004 to 31 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.