Stephen James Tait

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Nov 2013)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2006 to 31 Oct 2007)
  • Tait Wealth Management Ltd

    FRN 530297

    • (1)Employed By (since 3 Nov 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2003 to 15 Sep 2003)
    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 18 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Tait Wealth Management Ltd

  2. controlled function added: (1)Employed By at Tait Wealth Management Ltd