Stephen James Roche

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF4 Partner (AR) (16 Nov 2007 to 11 Jul 2016)
J E Prewett, C D Mould & A L Tiley (no longer approved here)
FRN 418170
- (2)Employed By (16 Nov 2007 to 11 Jul 2016)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function added: (2)Employed By at J E Prewett, C D Mould & A L Tiley

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.