Stephen James Robert Dulake

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (7 Mar 2016 to 28 Sep 2017)
    • CF29 Significant management (6 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 28 Sep 2017)
    • CF29 Significant management (6 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.