Stephen James Marshall Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc

    FRN 144267

    • [FCA CF] Material risk taker (since 1 Sep 2022)
    • [FCA CF] Significant management (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
    • SMF1 Chief Executive (3 Mar 2020 to 1 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jun 2024)
    • CF1 Director (24 Apr 2013 to 8 Dec 2019)
    • CF29 Significant management (18 Jan 2012 to 26 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (30 Jan 2002 to 31 Oct 2007)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF3 Chief Executive (AR) (8 Oct 2019 to 8 Sep 2025)
    • CF1 Director (AR) (24 Jun 2013 to 1 Jan 2015)
    • CF30 Customer (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (6 Jan 2010 to 22 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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