Stephen James Little

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 28 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2022)
    • [FCA CF] Client dealing (since 3 Oct 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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