Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 2 Sep 2011)
    • CF7 Sole Trader (AR) (19 Sep 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Nov 2003 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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