Stephen James Crofts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Nov 2022)
    • CF1 Director (AR) (since 12 Oct 2022)
    • CF30 Customer (since 12 Oct 2022)
  • SJC WEALTH MANAGEMENT LIMITED

    FRN 984926

    • (1)Employed By (since 12 Oct 2022)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2022)
    • CF30 Customer (6 Jan 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Jun 2011 to 2 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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