Stephen James Code

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Order of Odd Fellows Manchester Unity Friendly Society Limited (no longer approved here)

    FRN 109995

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2023)
    • [PRA CF] Key function holder (9 Dec 2019 to 30 Apr 2023)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 30 Apr 2023)
    • SMF3 Executive Director (10 Dec 2018 to 30 Apr 2023)
    • CF1 Director (1 Jan 2013 to 9 Dec 2018)
    • CF5 Director of Unincorporated Association (8 Jun 2011 to 1 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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