Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 30 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Oct 2023)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (1 Nov 2007 to 3 Jun 2011)
    • CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
    • CF27 Investment Management (2 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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