Stephen James Browne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF29 Significant management (2 Jan 2013 to 9 Sep 2019)
    • CF28 Systems and controls (12 Apr 2012 to 14 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 26 Mar 2012)
    • CF17 Significant Mgt (Other Business Operations) (26 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF21 Investment Adviser (28 Jun 2006 to 29 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.