Stephen James Bown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 10 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 10 Sep 2024)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (245)Employed By (since 10 Sep 2024)
  • Taylormade Financial Planning LLP (no longer approved here)

    FRN 535867

    • [FCA CF] Client dealing (1 Nov 2022 to 14 Aug 2024)
    • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 14 Aug 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (29 Nov 2018 to 29 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.