Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (31 Oct 2020 to 1 Sep 2024)
- [FCA CF] Manager of certification employee (31 Oct 2020 to 1 Sep 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (1 Aug 2022 to 1 Sep 2024)
- [FCA CF] Manager of certification employee (1 Aug 2022 to 1 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.