Stephen Harris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

National Casualty Company of America Limited
FRN 202256
- SMF24 Chief Operations (since 8 Oct 2020)
- [PRA CF] Key function holder (since 8 Oct 2020)
Asta Managing Agency Ltd
FRN 204897
- CF1 Director (AR) (since 16 Jan 2017)
Hampden Syndicate Services Limited
FRN 769138
- (3)Employed By (since 16 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.