Stephen Harris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Algorithmic trading (4 Jan 2021 to 27 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2017 to 25 Nov 2021)
    • [FCA CF] Client dealing (1 Aug 2017 to 27 Nov 2024)
    • [FCA CF] Manager of certification employee (1 Aug 2017 to 26 Jan 2022)
    • [FCA CF] Material risk taker (1 Aug 2017 to 25 Nov 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (25 Sep 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Sep 2012 to 6 Mar 2016)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (1 Nov 2007 to 7 Oct 2011)
    • CF26 Customer Trading (25 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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