Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Feb 2026)
    • [FCA CF] Significant management (since 18 Oct 2021)
  • Asgard Financial Services Limited (no longer approved here)

    FRN 680043

    • CF11 Money Laundering Reporting (29 Mar 2016 to 31 Jan 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (20 Feb 2004 to 13 May 2005)
    • CF22 Investment Adviser (Trainee) (9 Aug 2002 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.