Stephen Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jul 2022)
    • CF1 Director (AR) (9 Sep 2009 to 15 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 19 Jul 2022)
    • CF22 Investment Adviser (Trainee) (28 Sep 2007 to 31 Oct 2007)
  • Primary Insurance & Finance Services (no longer approved here)

    FRN 157967

    • (6)Employed By (1 Dec 2001 to 19 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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