Stephen Gosztony

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (28 Sep 2020 to 29 Aug 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 29 Aug 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 29 Aug 2022)
    • [FCA CF] Significant management (28 Sep 2020 to 29 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 29 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 6 Jul 2016)
    • CF1 Director (5 Feb 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 23 Dec 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.