Stephen Glyn Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PENGUIN WEALTH PLANNERS LIMITED (no longer approved here)

    FRN 830057

    • [FCA CF] Functions requiring qualifications (10 May 2024 to 2 Sep 2024)
    • [FCA CF] Client dealing (10 May 2024 to 2 Sep 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (23 Mar 2023 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2020)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (29 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 29 Aug 2003)
  • Mr William Harris (no longer approved here)

    FRN 196271

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.