Stephen Gerrard Nowell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monmouthshire Building Society (no longer approved here)

    FRN 206052

    • CF2 Non Executive Director (12 Jan 2016 to 5 Feb 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF29 Significant management (29 Jan 2010 to 25 Oct 2013)
    • CF10 Compliance Oversight (1 Apr 2009 to 11 Nov 2009)
    • CF11 Money Laundering Reporting (1 Apr 2009 to 23 Sep 2013)
    • CF15 Internal Audit (1 May 2007 to 1 Oct 2007)
    • CF14 Risk Assessment (14 Feb 2005 to 1 May 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Feb 2005 to 1 May 2007)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • CF11 Money Laundering Reporting (1 Apr 2009 to 23 Sep 2013)
    • CF15 Internal Audit (28 Aug 2007 to 1 Oct 2007)
  • DERBYSHIRE HOME LOANS LIMITED (no longer approved here)

    FRN 302586

    • CF11 Money Laundering Reporting (1 Apr 2009 to 23 Sep 2013)
  • U C B HOME LOANS CORPORATION LIMITED (no longer approved here)

    FRN 303556

    • CF11 Money Laundering Reporting (1 Apr 2009 to 23 Sep 2013)
    • CF15 Internal Audit (1 May 2007 to 1 Oct 2007)
    • CF14 Risk Assessment (14 Feb 2005 to 1 May 2007)
  • E-Mex Home Funding Limited (no longer approved here)

    FRN 305370

    • CF11 Money Laundering Reporting (1 Apr 2009 to 23 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.