Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 5 Dec 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 7 Dec 2016)
    • Responsible for Insurance Mediation (17 Dec 2014 to 30 Sep 2018)
    • CF1 Director (17 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2014 to 8 Dec 2019)
    • Employed By (since 5 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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