Stephen George Wilkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
    • [FCA CF] Manager of certification employee (9 Nov 2018 to 30 Jun 2024)
    • [FCA CF] Client dealing (9 Nov 2018 to 30 Jun 2024)
    • CF30 Customer (9 Sep 2011 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 5 Aug 2011)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 Aug 2011)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.