Stephen Gavin Vasey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Titan Private Wealth Limited (no longer approved here)
FRN 226392
- CF11 Money Laundering Reporting (7 Dec 2009 to 1 Jan 2017)
- CF10 Compliance Oversight (7 Dec 2009 to 1 Jan 2017)
- CF30 Customer (1 Nov 2007 to 1 Jun 2011)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
- CF27 Investment Management (17 Oct 2006 to 31 Oct 2007)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
- CF27 Investment Management (1 Dec 2001 to 30 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.