Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jan 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (7 Oct 2019 to 8 Dec 2019)
    • CF1 Director (7 Oct 2019 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)
  • Rees Astley Independent Financial Advisers Limited (no longer approved here)

    FRN 148187

    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
    • CF28 Systems and controls (7 Oct 2019 to 8 Dec 2019)
    • CF1 Director (AR) (4 Jun 2014 to 4 Jan 2017)
    • CF1 Director (23 Jan 2006 to 8 Dec 2019)
  • Clifford Challinor Ltd (no longer approved here)

    FRN 486769

    • Employed By (4 Jun 2014 to 4 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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