Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMG F.S LIMITED (no longer approved here)

    FRN 118158

    • CF30 Customer (1 Nov 2007 to 20 Dec 2008)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Nov 2005 to 4 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.