Stephen Gargiulo

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc

    FRN 124823

    • [FCA CF] Manager of certification employee (since 16 Mar 2018)
    • [FCA CF] Significant management (since 16 Mar 2018)
    • [FCA CF] Client dealing (since 18 Apr 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Apr 2016)
    • [FCA CF] Material risk taker (18 Apr 2016 to 19 Apr 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Mar 2013)
    • CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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