Stephen Frederick Ashton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Algorithmic trading (since 13 Feb 2023)
    • [FCA CF] Manager of certification employee (since 23 Feb 2022)
    • [FCA CF] Client dealing (since 1 Jul 2020)
  • Virtu ITG UK Limited (no longer approved here)

    FRN 572389

    • CF29 Significant management (1 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.