Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (31 Jul 2023 to 31 May 2025)
    • [FCA CF] Functions requiring qualifications (31 Jul 2023 to 31 May 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (26 Apr 2011 to 25 Aug 2016)
    • CF30 Customer (1 Nov 2007 to 25 Aug 2016)
    • CF24 Pension Transfer Specialist (6 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Banks Wealth Management Ltd (no longer approved here)

    FRN 546290

    • Employed By (26 Apr 2011 to 25 Aug 2016)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.