Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (31 Jul 2023 to 31 May 2025)
- [FCA CF] Functions requiring qualifications (31 Jul 2023 to 31 May 2025)
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- CF1 Director (AR) (26 Apr 2011 to 25 Aug 2016)
- CF30 Customer (1 Nov 2007 to 25 Aug 2016)
- CF24 Pension Transfer Specialist (6 Mar 2006 to 31 Oct 2007)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
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- Employed By (26 Apr 2011 to 25 Aug 2016)
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- Employed By (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.