Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Nov 2011)
    • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 24 Apr 2006)
  • Chatsworth Financial Management Limited (no longer approved here)

    FRN 227808

    • CF21 Investment Adviser (15 Jan 2004 to 18 Nov 2005)
    • CF22 Investment Adviser (Trainee) (8 Jan 2004 to 15 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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