Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Jul 2019)
    • (1)Employed By (since 3 Jul 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Dec 2008 to 30 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.