Stephen Eric Palmer

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Oct 2014)
    • CF30 Customer (since 29 May 2013)
  • Cranwell Wealth Solutions Limited

    FRN 605687

    • Employed By (since 12 Aug 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Jan 2009 to 30 May 2013)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 8 Jun 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (16 Feb 2006 to 11 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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