Stephen Eric Hinds

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • SMF3 Executive Director (7 Mar 2017 to 13 Dec 2017)
    • SMF16 Compliance Oversight (7 Mar 2016 to 11 Jan 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Sep 2016)
    • CF10a CASS Oversight function (23 Nov 2011 to 6 Mar 2016)
    • CF1 Director (24 Sep 2007 to 6 Mar 2016)
    • CF10 Compliance Oversight (24 Sep 2007 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (24 Sep 2007 to 6 Mar 2016)
    • Responsible for Insurance Mediation (24 Sep 2007 to 10 Mar 2016)
  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • SMF16 Compliance Oversight (7 Mar 2016 to 11 Jan 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Sep 2016)
    • CF10 Compliance Oversight (1 Jan 2016 to 6 Mar 2016)
    • CF10a CASS Oversight function (23 Nov 2011 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (4 Oct 2005 to 6 Mar 2016)
  • Al Rayan Bank PLC (no longer approved here)

    FRN 229148

    • CF20 Significant Mgt (Settlements) (5 Nov 2003 to 19 Jan 2004)
    • CF10 Compliance Oversight (5 Nov 2003 to 19 Jan 2004)
  • ABC International Bank Plc (no longer approved here)

    FRN 149025

    • CF10 Compliance Oversight (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.