Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSHING SECURITIES LIMITED
FRN 146576
- SMF5 Head of Internal Audit (since 10 Aug 2022)
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- [FCA CF] Significant management (since 15 Feb 2022)
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The Bank of New York Mellon
FRN 122467
- [FCA CF] Significant management (since 1 Oct 2021)
- [FCA CF] Manager of certification employee (20 Dec 2018 to 1 Oct 2021)
- [PRA CF] Managing a material risk taker (20 Dec 2018 to 1 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 1 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.